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Seth Daniel Acock

CRD# 5223371·Registered 2007 - 2016
Previously Registered: Being a previously registered professional could mean that Seth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Seth Daniel Acock was a registered financial advisor. Seth was a previously registered financial professional and started their career in finance 2007 - 2016. Seth had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CCF INVESTMENTS, INC.·CRD# 136571
BD
St. Louis, MO
July 20, 2015 - December 7, 2016
PFS INVESTMENTS INC.·CRD# 10111
RIA
Columbia, IL
March 28, 2014 - May 20, 2015
PFS INVESTMENTS INC.·CRD# 10111
BD
Columbia, IL
January 10, 2007 - May 20, 2015

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Current Firm

CI
CCF INVESTMENTS, INC.

C C F INVESTMENTS, INC. | CCF INVESTMENTS, INC. | CCF INVESTMENTS INC OF NEVADA

CRD#: 136571 / SEC#: 8-67027
BD
Terminated by SEC on 09/19/2017

Contact Information

Established

Georgia since 05/26/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL CHOICE FINANCIALOWNER—
KINNARD, RICHARD LENCEO2694520
REED, BRYAN MICHAELSVP COO CCO2886966
WALLACE, DEBORA PAULFINOP/CFO5009480

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2007About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2010About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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