Joseph F. Copeland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Franklin Copeland, who also goes by Joe Copeland, Joseph Franklin Copeland N/a, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2006. Joseph had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2013 - September 15, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
August 23, 2013 - September 15, 2014
BBVA SECURITIES INC.
October 1, 2012 - August 9, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 9, 2013
J.P. MORGAN SECURITIES LLC
October 31, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 26, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 9, 2011 - August 26, 2011
NEXT FINANCIAL GROUP, INC.
February 9, 2011 - August 26, 2011
NEXT FINANCIAL GROUP, INC.
July 1, 2010 - February 24, 2011
LPL FINANCIAL LLC
July 1, 2010 - February 24, 2011
LPL FINANCIAL LLC
January 25, 2007 - July 9, 2010
EDWARD JONES
November 7, 2006 - July 9, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
