Samantha March
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samantha March, who also goes by Samantha Lynn Sevier March, Samantha Lynn Sevier, was a registered financial professional .
Samantha is a previously registered financial professional and started their career in finance in 2006. Samantha had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2014 - July 9, 2014
USCA RIA LLC
January 27, 2014 - July 9, 2014
USCA SECURITIES LLC
December 2, 2010 - August 29, 2012
KESTRA INVESTMENT SERVICES, LLC
December 2, 2010 - August 29, 2012
KESTRA INVESTMENT SERVICES, LLC
January 1, 2008 - September 13, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - September 13, 2010
WELLS FARGO CLEARING SERVICES, LLC
February 1, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 10, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USCA RIA LLC
CRD#: 152170 / SEC#: 801-72105
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
