Robert C. Norvell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Norvell, who also goes by Robert Norvell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 6 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2022 - July 9, 2025
ALANTRA, LLC
May 3, 2021 - July 15, 2022
EDGEPOINT CAPITAL ADVISORS LLC
September 10, 2014 - December 12, 2018
HOULIHAN LOKEY CAPITAL, INC.
October 14, 2013 - June 4, 2014
DREXEL HAMILTON, LLC
January 1, 2008 - December 7, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - December 7, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 29, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
November 15, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/3/2021
Investment Banking Registered Representative ExaminationCurrent Firm
ALANTRA, LLC
CRD#: 22095 / SEC#: , 8-40465
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
