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Travis Earl Cook

CFP®
CONVERGENCE FINANCIAL
COLUMBIA, MO
·CRD# 5222336·20 years experience

Professional Summary

Travis Earl Cook, CFP®, who also goes by Travis Cook, is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Columbia, Missouri. Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Travis has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Under $50K

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Retirement Planning
  • Comprehensive Financial Planning
  • Investment Planning

Other Aliases

Travis Cook

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2019

Years of Experience

20 years in the financial services industry

Current & Past Employments

Current

CONVERGENCE FINANCIALCurrent·CRD# 304146
RIA
3919 S. Providence Road, Columbia, MO 65203
June 5, 2019 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
BD
Columbia, MO
July 25, 2016 - March 13, 2023
GOOD LIFE ADVISORS, LLCPast·CRD# 171898
RIA
Columbia, MO
November 21, 2017 - December 31, 2019
WADDELL & REEDPast·CRD# 866
RIA
Columbia, MO
January 19, 2007 - August 9, 2016
WADDELL & REEDPast·CRD# 866
BD
Columbia, MO
November 30, 2006 - August 9, 2016

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Current Firm

CF
CONVERGENCE FINANCIAL

360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | PHAROS PRIVATE WEALTH | LEGACY WEALTH MGT., LLC | LEGACY GROUP FINANCIAL ADVISORS | HORIZON WEALTH PARTNERS | HOMEBROOK WEALTH | GREAT PLAINS WEALTH PARTNERS | FOUR RIVERS FINANCIAL | CONVERGENCE WEALTH | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - SEC (6/3/2019 Approved)

Contact Information

Main Address

3919 S. Providence Road, Columbia, MO 65203

Phone Number

(573) 818-2264

# of Employees

18

SEC notice filing (28 States and Territories)

Registered to provide investment advisory services in 28 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONVERGENCE FINANCIAL 2A (6/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,725

AUM (Assets Under Management)

$903,955,351

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

7/25/2016: Convergence Financial LLC - Investment Related - At Reported Business Location(s) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%; 04/06/2022 - Convergence Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Adviser - Start Date - 07/01/2019 - 10 Hours Per Month/ 10 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, LLC, an independent investment adviser firm. I started this business activity in 4/2022. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Convergence Wealth d/b/a for Convergence Financial Registered Investment Adviser - Financial Professional. 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 10/15/2020 - Convergence Companies - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 8/1/2020 - 5 Hours Per Month/5 Hours During Securities. 1/19/2021 - Guy Cook Properties, LLC - Investment Related - Columbia, MO 65203 - Real Estate Rental - Member - Started 07/28/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 05/05/2022 - The Cook Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/12/2015 - 5 Hours Per Month/0 Hours During Securities Trading - Pass through account for business tax purposes. 05/05/2022 - Convergence Accounting - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Founder - Start Date: 12/11/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 05/05/2022 - Convergence Companies, LLC - Not Investment Related - At Reported Business Location(s) - Other-umbrella company - CEO - Start Date: 11/25/2020 - 10 Hours Per Month/10 Hours During Securities Trading - Responsible for company operations. - Convergence RIA Partners - Provides back-office operational and compliance support to non-affiliated RIAs. - Owner- 0 Hours per month - Guy Cook Properties - Real Estate Property Entity - Partner - 0 Hours per month

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL

360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | PHAROS PRIVATE WEALTH | LEGACY WEALTH MGT., LLC | LEGACY GROUP FINANCIAL ADVISORS | HORIZON WEALTH PARTNERS | HOMEBROOK WEALTH | GREAT PLAINS WEALTH PARTNERS | FOUR RIVERS FINANCIAL | CONVERGENCE WEALTH | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - SEC (6/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(6/5/2019)
IAR
Texas
(1/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2011About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Travis Earl Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Travis

  • Retirement Planning
  • Comprehensive Financial Planning
  • Investment Planning

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