AE
Austin C. England
PARK AVENUE SECURITIES LLC
THOMASVILLE, GA 31792
Some features on this profile are disabled
CRD#: 5222185
AE
Professional summary
Austin C England, who also goes by Austin Charles England, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Thomasville, Georgia.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Austin has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Charles England
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Principal Financial-Have used in the past for group health a business Principal in which Principal is no longer involved. Have sold one SPIA and one long term disability., Start: 09/05/2007, Address: 115 East Screven Street, Quitman, GA 31643, 0 hrs per month, Investment related, 2. SWA Properties LLC-Purchasing Commercial Property to rent to others as well as use one location for future office for Austin C. England once renovated., Start: 11/20/2011, Address: 115 East Screven St, Quitman, GA 31643, 2 bus hrs per month, Investment related, 3. Standard Disability Insurance-Becoming the representative for the Standard Insurance Companies Guaranteed Issue disability insurance program at the University of Florida Medical School residency program., Start: 06/01/2016, Address: 1515 SW Archer Rd, Gainesville, FL 32608, 10 bus hrs per month, Investment related, 4. Jimmy John's Sandwich Franchise-I will be a 50% silent partner in a Jimmy Johns franchise , Start: 07/01/2019, Address: 34190 US Hwy 19 N, Ste B Palm Harbor, FL 34684, 2 non bus hrs per month, Not investment related, 5. A&B Subs, LLC-50% Owner as a silent partner. The LLC owns the Jimmy Johns Franchise that has already been approved., Start: 09/05/2019, Address: 34190 US Hwy 19 N Ste. B, Palm Harbor, FL 34684, 4 non bus hrs per month, Not investment related, 6. Outside Disability Insurance-Disability insurance offered through, Ameritas, Start: 12/02/2019, Address: 113 East Screven Street, Quitman, GA 31643, 6 bus hrs per month, Investment related, >10% annual compensation, 7. Millcreek Financial Consultants, LLC - Legal Entity, Start Date: 1/1/22, Address: 2425 Millcreek Court Tallahassee, FL 32308, 1 total business hour; 1 during securities trading, Not investment related, Less than 10% annual compensation, 8. Bear Subs, LLC, Start Date: 6/7/2023, Address: 1419 Highway 20 West, Mcdonough, GA 30253, 1 total business hour per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Austin C England's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Austin C England's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2008 - Present
PARK AVENUE SECURITIES LLC
Office #1: 116 E. Monroe Street, Thomasville, GA 31792Office #2: 113 Heather Way Lane, Thomasville, GA 31757RIA
BD
CRD#: 46173
THOMASVILLE, GA
Current
June 6, 2007 - Present
PARK AVENUE SECURITIES LLC
Office #1: 113 Heather Way Lane, Thomasville, GA 31757RIA
BD
CRD#: 46173
Thomasville, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2017)
IAR
Alabama(4/13/2018)
RR
California(8/1/2022)
IAR
California(8/1/2022)
RR
Florida(6/6/2007)
IAR
Florida(3/10/2008)
RR
Georgia(3/10/2008)
IAR
Georgia(3/12/2008)
RR
Idaho(1/14/2019)
IAR
Idaho(1/14/2019)
RR
Illinois(3/3/2025)
IAR
Illinois(3/12/2025)
RR
Maine(2/22/2021)
IAR
Maine(2/22/2021)
RR
Michigan(6/24/2025)
RR
Mississippi(4/6/2023)
IAR
Mississippi(4/7/2023)
RR
New York(3/15/2022)
IAR
New York(3/15/2022)
RR
North Carolina(8/5/2024)
RR
North Dakota(2/5/2024)
RR
Pennsylvania(6/6/2024)
RR
South Carolina(10/20/2021)
RR
Tennessee(3/30/2010)
RR
Texas(2/7/2024)
RR
Virginia(1/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
