Andres E. Roodveldt

ZENITH WEALTH ADVISORS

Scottsdale, AZ 85251

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CRD#: 5222159

Professional summary

Andres E Roodveldt, who also goes by Andres Roodveldt, Andrew Roodveldt, is a registered financial advisor currently at ZENITH WEALTH ADVISORS located in Scottsdale, Arizona.

Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andres has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andres Roodveldt | Andrew Roodveldt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres E Roodveldt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2022 - Present

ZENITH WEALTH ADVISORS

Office #1: 4900 N. Scottsdale Road Ste 1500, Scottsdale, AZ 85251

RIA

CRD#: 318330

Scottsdale, AZ

Past

June 28, 2019 - October 29, 2019

BOK FINANCIAL PRIVATE WEALTH, INC.

RIA

CRD#: 106733

DENVER, CO

Past

June 18, 2018 - October 29, 2019

COBIZ WEALTH

RIA

CRD#: 125910

Phoenix, AZ

Past

February 1, 2010 - April 19, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

January 25, 2010 - April 19, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

October 23, 2007 - July 14, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BERKELEY, CA

Past

August 10, 2007 - July 14, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BERKELEY, CA

Past

November 10, 2006 - July 18, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZENITH WEALTH ADVISORS

VB&T ORGANIZATIONAL LLC | ZENITH WEALTH ADVISORS | VB&T WEALTH MANAGEMENT LLC

CRD#: 318330 / SEC#: 801-123228

RIA

Registered Investment Advisory firm - (2/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/16/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/4/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/2/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZENITH WEALTH ADVISORS

VB&T ORGANIZATIONAL LLC | ZENITH WEALTH ADVISORS | VB&T WEALTH MANAGEMENT LLC

CRD#: 318330 / SEC#: 801-123228

RIA

Registered Investment Advisory firm - (2/15/2022 Approved)

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Contact information

Main Address

4900 N. Scottsdale Road Ste 1500, Scottsdale, AZ 85251

Mailing Address

Phone number

(480) 999-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - FORM ADV 2A - VB&T WEALTH MANAGEMENT LLC (3/3/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 303,049,547

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report
05/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andres E. Roodveldt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres E Roodveldt's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOK FINANCIAL PRIVATE WEALTH, INC.

COBIZ WEALTH

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ZENITH WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2022

Series 66

Date: 10/16/2007

Series 63

Date: 12/4/2006

Series 7

Date: 10/2/2007

Series 6

Date: 11/9/2006

Current Firm

ZENITH WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ZENITH WEALTH ADVISORS

TRUST BUT VERIFY

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