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John Albert Conlon Jr

CRD# 52215·Registered 1969 - 2014
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Albert Conlon JR, who also goes by John Albert Colnlon Jr, Jack Conlon Jr, John Albert Conlon, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1969 - 2014. John had worked at 12 firms and has passed the Series 41, PC, Series 000, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Albert Colnlon Jr, Jack Conlon Jr, John Albert Conlon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

CLG INVESTMENT COMPANY, INC.·CRD# 10141
BD
Greenwich, CT
May 23, 2011 - February 14, 2014
FTN EQUITY CAPITAL MARKETS CORP.·CRD# 119625
BD
Cleveland, OH
September 13, 2006 - May 18, 2009
VARIANT TRADING INSTITUTIONAL GROUP, INC.·CRD# 125547
BD
Boca Raton, FL
January 21, 2004 - September 19, 2005
NATIONAL BANK OF CANADA FINANCIAL INC.·CRD# 22698
BD
New York, NY
June 19, 2000 - September 2, 2003
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - July 20, 1999
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
July 29, 1996 - October 1, 1997
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
January 3, 1995 - February 2, 1996
ROTHSCHILD & CO US INC.·CRD# 2910
BD
New York, NY
June 17, 1993 - July 30, 1993
ROTHSCHILD & CO US INC.·CRD# 2910
BD
New York, NY
November 20, 1989 - May 17, 1993
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.·CRD# 824
BD
New York, NY
August 5, 1987 - November 6, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 21, 1978 - September 11, 1987
CIBC WORLD MARKETS CORP.·CRD# 630
BD
October 1, 1971 - August 12, 1978
SINGER SECURITIES·CRD# 834
BD
December 29, 1969 - October 20, 1971

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Current Firm

CI
CLG INVESTMENT COMPANY, INC.

C. L. GLAZER & COMPANY, A LIMITED PARTNERSHIP | CLG INVESTMENT COMPANY, INC. | C. L. GLAZER INCORPORATED | C. L. GLAZER & COMPANY, INC.

CRD#: 10141 / SEC#: 8-27045
BD
Terminated by SEC on 12/26/2015

Contact Information

Established

Delaware since 01/03/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GLAZER, CHARLES LOUISPRESIDENT, SECTY TREAS,SROP,CROP,CEO/COO,CCO222895
SCHENKER, LEONFINOP1396507

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 41 — NYSE Allied Member Examination

Passed Oct 1983

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 000 — General Securities Principal Examination

Passed Apr 1966

Series 1 — Registered Representative Examination

Passed Apr 1966

Series 40 — Registered Principal Examination

Passed Oct 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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