Gavriella S. Factor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gavriella Sung Ah Park Factor, who also goes by Gavriella S Factor, Gavriella Sung Ah Pa Factor, Gavriella Factor, Gavriellia R. Factor, Sung Ah Park, Gavriella Sung Ah Pa Park Factor, was a registered financial professional .
Gavriella is a previously registered financial professional and started their career in finance in 2007. Gavriella had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2023 - October 8, 2024
M26 CAPITAL
October 20, 2015 - May 16, 2023
MORGAN STANLEY
March 2, 2011 - May 16, 2023
MORGAN STANLEY
February 2, 2007 - March 10, 2011
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M26 CAPITAL
CRD#: 327764 / SEC#: 801-128646
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.