Elizabeth F. Sullivan
Professional summary
Elizabeth Fisher Sullivan, who also goes by Elizabeth Rodrian Fisher, Liz Fisher, is a registered financial professional currently at L. B. FISHER & COMPANY located in Dallas, Texas.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2007. Elizabeth has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Fisher Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2017 - Present
L. B. FISHER & COMPANY
Office #1: 16924 Preston Bend Drive, Dallas, TX 75248May 4, 2009 - May 8, 2009
VALIC FINANCIAL ADVISORS, INC.
May 19, 2008 - May 8, 2009
VALIC FINANCIAL ADVISORS, INC.
October 24, 2007 - April 30, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/11/2017)
Exams
FINRA
Current Firm
L. B. FISHER & COMPANY
CRD#: 7306 / SEC#: , 8-21023
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
L. B. FISHER & COMPANY
CRD#: 7306Dallas, TX 75248TRUST BUT VERIFY
Monitor Elizabeth Sullivan
Get automatic monthly alerts on: