Saloni Dhir Khurana
Professional summary
Saloni Dhir Khurana, who also goes by Saloni Dhir, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Saloni is registered as a RR (Registered Representative) and started their career in finance in 2008. Saloni has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Saloni Dhir Khurana's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008December 11, 2017 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
June 3, 2014 - November 30, 2017
MMC SECURITIES LLC
March 14, 2013 - September 30, 2013
DOMINICK & DICKERMAN LLC
April 15, 2010 - January 3, 2013
KOTAK MAHINDRA, INC.
January 1, 2008 - May 5, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
