Kristopher C. Whitney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher Chesley Whitney, who also goes by Kris Chesley Whitney, was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 2006. Kristopher had worked at 5 firms and has passed the Series 66, Series 34, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2023 - December 31, 2023
WHITNEY FINANCIAL STRATEGIES, LLC
March 27, 2015 - December 31, 2022
WHITNEY FINANCIAL STRATEGIES, LLC
November 5, 2014 - February 23, 2015
MML INVESTORS SERVICES, LLC
October 2, 2014 - February 23, 2015
MML INVESTORS SERVICES, LLC
September 20, 2010 - September 5, 2014
EAGLE STRATEGIES LLC
December 23, 2008 - September 5, 2014
NYLIFE SECURITIES LLC
December 18, 2006 - October 2, 2008
WADDELL & REED
November 10, 2006 - October 2, 2008
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WHITNEY FINANCIAL STRATEGIES, LLC
CRD#: 174946 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 11,292,863 |
Red Flags
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