Blake L. Mahoney

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CRD#: 5220761

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Blake Lewis Mahoney, who also goes by Blake L Mahoney, was a registered financial professional .

Blake is a previously registered financial professional and started their career in finance in 2007. Blake had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Blake L Mahoney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

07/2017 Real Estate Property; Owner; Renting Property; West Hartford, CT 06117; Non Investment Related; approximately 1 hour per month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 26, 2021 - September 15, 2023

DAVIS WEALTH ADVISORS

RIA

CRD#: 287736

SALEM, NH

Past

September 7, 2018 - February 26, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

CAMBRIDGE, MA

Past

September 4, 2018 - February 26, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

CAMBRIDGE, MA

Past

September 21, 2017 - June 19, 2018

FISHER INVESTMENTS

RIA

CRD#: 107342

WINDHAM, NH

Past

April 24, 2014 - September 12, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WEST HARTFORD, CT

Past

April 24, 2014 - September 12, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WEST HARTFORD, CT

Past

October 30, 2013 - April 14, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW HAVEN, CT

Past

October 21, 2013 - April 14, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW HAVEN, CT

Past

November 7, 2007 - June 5, 2012

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PALO ALTO, CA

Past

January 5, 2007 - June 4, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVIS WEALTH ADVISORS

DAVIS WEALTH ADVISORS | DAVIS WEALTH ADVISORS LLC

CRD#: 287736 / SEC#: 801-130754

RIA

Registered Investment Advisory firm - (7/26/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (8/9/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (8/29/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/29/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2006

General Securities Representative Examination

Current Firm

DAVIS WEALTH ADVISORS

DAVIS WEALTH ADVISORS | DAVIS WEALTH ADVISORS LLC

CRD#: 287736 / SEC#: 801-130754

RIA

Registered Investment Advisory firm - (7/26/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (8/9/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (8/29/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2023 Terminated)

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Contact information

Main Address

12 Stiles Road Suite 203, Salem, NH 03079

Mailing Address

Phone number

(603) 836-3477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAVIS WEALTH ADVISORS ADV PART 2A ANNUAL AMENDMENT V.03.31.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	460
AUM (Assets Under Management)	$ 158,750,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Blake L. Mahoney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

FISHER INVESTMENTS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

DAVIS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2008

Series 63

Date: 12/15/2006

Series 7TO

Date: 9/29/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2006

Current Firm

DAVIS WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVIS WEALTH ADVISORS

TRUST BUT VERIFY

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