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DD

David M. Donato

LEO BROKERAGE
Edison, NJ 08837
Some features on this profile are disabled
CRD#: 5220450
DD

Professional summary


David Michael Donato, who also goes by David Donato, is a registered financial professional currently at LEO BROKERAGE, LLC located in Edison, New Jersey.

David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Donato

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Michael Donato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2023 - Present

LEO BROKERAGE, LLC

Office #1: 379 Thornall Street Floor 9 Suite 9, Edison, NJ 08837
BD
CRD#: 109121
Edison, NJ
Past

April 21, 2008 - August 16, 2010

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
BALA CYNWYD, PA
Past

October 23, 2006 - August 16, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BALA CYNWYD, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(1/12/2025)
RR
District of Columbia
(5/15/2024)
RR
Massachusetts
(4/5/2024)
RR
New Jersey
(11/17/2023)
RR
New York
(4/26/2024)
RR
South Dakota
(3/7/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 11/17/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/30/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LB
LEO BROKERAGE, LLC
ADVANCED FINANCIAL SERVICES | WILSON WEALTH MANAGEMENT | SENIOR FINANCIAL SERVICES | ROCKWALL WEALTH MANAGEMENT | MIKE MILLS WEALTH MANAGEMENT | MEDINA INVESTMENTS | LEO BROKERAGE, LLC | KMR FINANCIAL GROUP | KMR FINANCIAL | INVESTMENT AND ASSET PLANNING | HUTTO RETIREMENT ADVISORS, LLC | DARYL CURTIS WEALTHBUILDERS | CORPORATE PENSIONS COMPANY | CORPORATE PENSIONS | BUTLER FREEMAN TALLY FINANCIAL GROUP, LLC | BUTLER FREEMAN TALLY FINANCIAL GROUP | BFT FINANCIAL GROUP, LLC

CRD#: 109121 / SEC#: 801-57022, 8-53487

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
860 Airport Freeway, Suite 402, Hurst, TX 76054
Mailing Address
860 Airport Freeway, Suite 402, Hurst, TX 76054
Phone number
(817) 354-1090
Established
Texas since 01/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BFT FINANCIAL WRAP ACCOUNT BROCHURE (8/12/2021)

Direct owners and executive officers


NamePositionCRD#
LEO CAPITAL CORP.OWNER
GOODIN, DIANE MARIEFINOP3117840
TALLY, STEPHEN DALLASCHIEF COMPLIANCE OFFICER3223264

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LEO BROKERAGE, LLC

CRD#: 109121Edison, NJ 08837

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