Steven T. Lowry
Professional summary
Steven Thomas Lowry, who also goes by Steven Thomas Lowry, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 10 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Thomas Lowry's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave, New York, NY 10017April 16, 2021 - October 3, 2022
MTS SECURITIES, LLC
December 11, 2019 - October 1, 2020
CITIZENS JMP SECURITIES, LLC
October 24, 2017 - September 20, 2019
RAYMOND JAMES & ASSOCIATES, INC.
January 19, 2016 - October 19, 2017
WEDBUSH SECURITIES INC.
October 14, 2014 - August 13, 2015
JEFFERIES LLC
October 7, 2013 - October 2, 2014
KEYBANC CAPITAL MARKETS INC.
September 20, 2011 - February 27, 2012
CATO CAPITAL, LLC
March 8, 2010 - March 31, 2010
CASSANDRA TRADING GROUP, LLC
January 12, 2007 - January 16, 2008
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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