Jason S. Lacey

PJS INVESTMENT MANAGEMENT

Cedarburg, WI 53012

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CRD#: 5220076

Professional summary

Jason Scott Lacey, CFP®, who also goes by Jason Lacey, is a registered financial advisor currently at PJS INVESTMENT MANAGEMENT located in Cedarburg, Wisconsin.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

I believe my background in education and finance, coupled with raising my own family, enable me to provide my clients with a clear vision of what is meaningful and offer unique and insightful advice.

At a certain point in many lives their finances become quite complex. Most individuals seek my counsel because they do not understand investing and I believe listening, answering questions and keeping things simple will help.  My focus is to help investors make financial decisions in the right order so they are able to move toward their desired destination.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Estate Planning

Retirement Planning

Do you have an area of expertise or specialization?

High Net Worth Client Needs

Investment Advice with Ongoing...

Medical Professionals

Middle Income Client Needs

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Jason Lacey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Lacey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 13, 2014 - Present

PJS INVESTMENT MANAGEMENT

Office #1: W62n570 Washington Avenue, Cedarburg, WI 53012

RIA

CRD#: 104701

Cedarburg, WI

Past

August 26, 2009 - December 31, 2013

LEWIS LACEY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151077

MILWAUKEE, WI

Past

September 12, 2008 - March 6, 2009

SII INVESTMENTS, INC.

RIA

CRD#: 2225

MENOMONEE FALLS, WI

Past

September 12, 2008 - March 6, 2009

SII INVESTMENTS, INC.

CRD#: 2225

MENOMONEE FALLS, WI

Past

June 13, 2007 - June 5, 2008

SII INVESTMENTS, INC.

RIA

CRD#: 2225

MENOMONEE FALLS, WI

Past

November 15, 2006 - June 5, 2008

SII INVESTMENTS, INC.

CRD#: 2225

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PJS INVESTMENT MANAGEMENT

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC | PJS INVESTMENT MANAGEMENT

CRD#: 104701 / SEC#: 801-16815

RIA

Registered Investment Advisory firm - (1/20/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(3/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/2006

General Securities Representative Examination

Current Firm

PJS INVESTMENT MANAGEMENT

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC | PJS INVESTMENT MANAGEMENT

CRD#: 104701 / SEC#: 801-16815

RIA

Registered Investment Advisory firm - (1/20/1982 Approved)

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Contact information

Main Address

W62n570 Washington Avenue, Cedarburg, WI 53012

Mailing Address

Po Box 148, Cedarburg, WI 53012

Phone number

(262) 377-0484

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PJS INVESTMENT ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,320
AUM (Assets Under Management)	$ 787,269,029

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason S. Lacey

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Lacey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEWIS LACEY CAPITAL MANAGEMENT, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

Primary Firm SEC Registration

PJS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2007

Series 63

Date: 12/12/2006

Series 7

Date: 11/14/2006

Current Firm

PJS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PJS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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