TB
Thomas E. Beachy
CREATIVE FINANCIAL DESIGNS
Fort Wayne, IN 46825
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CRD#: 5220029
TB
Professional summary
Thomas Eli Beachy, CFP®, who also goes by Tom Beachy, is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Fort Wayne, Indiana and CFD INVESTMENTS, INC. located in Fort Wayne, Indiana.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Beachy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TOM'S GIANT PUMPKINS, 11108 Spring Pond Cove, Ft. Wayne, IN 46845,NON-INVESTMENT RELATED, OWNER, START 1/2001,TIME 5% INCOME 5%. GROW AND SELL GIANT PUMPKINS AND SEEDS/
2. LIFE, HEALTH, ANNUITIES-LIST OF COMPANIES ON FILE. TIME 1%, INCOME 0%.
3. CREATIVE FINANCIAL DESIGNS, INC. - IAR
4. Beachy Properties, LLC-Member-Not investment related-3484 Stellhorn Rd., Ft Wayne, IN 46815-0 hrs/mo
5. Beachy Wealth Management LLC-Owner-Securities and Insurance Business-Investment related- Fort Wayne IN
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Eli Beachy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
January 4, 2010 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 10347 Dawsons Creek Blvd Suite A, Fort Wayne, IN 46825Office #2: 3484 Stellhorn Rd, Ft Wayne, IN 46815RIA
CRD#: 109032
Fort Wayne, IN
Current
January 4, 2010 - Present
CFD INVESTMENTS, INC.
Office #1: 10347 Dawsons Creek Blvd Suite A, Fort Wayne, IN 46825Office #2: 3484 Stellhorn Rd, Ft Wayne, IN 46815BD
CRD#: 25427
Fort Wayne, IN
Past
February 28, 2007 - January 5, 2010
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
FORT WAYNE, IN
Past
December 14, 2006 - January 5, 2010
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
FT. WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/4/2010)
RR
Georgia(10/27/2015)
RR
Indiana(1/4/2010)
IAR
Indiana(1/4/2010)
RR
Michigan(4/9/2018)
RR
Ohio(11/20/2013)
RR
Pennsylvania(8/26/2016)
RR
Washington(1/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
