Luiz F. Schlittler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luiz Flavio Schlittler, who also goes by Luiz F Schlittler, Luiz Flavio Schlittler, Luiz Schlittler, Luiz F Schlittler-silva, Luiz Flavio Schlittler-silva, was a registered financial professional .
Luiz is a previously registered financial professional and started their career in finance in 2007. Luiz had worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, Series 7TO, SIE, Series 17 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2025 - July 7, 2025
NYLIFE SECURITIES LLC
November 18, 2024 - December 2, 2024
LPL ENTERPRISE, LLC
November 14, 2024 - December 2, 2024
LPL ENTERPRISE, LLC
September 5, 2024 - November 12, 2024
PRUCO SECURITIES, LLC.
August 12, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
November 10, 2022 - February 22, 2024
ITAU INTERNATIONAL SECURITIES INC.
April 29, 2019 - November 8, 2022
UBS SECURITIES LLC
November 8, 2013 - August 18, 2014
XP INVESTMENTS US, LLC
July 6, 2012 - November 7, 2013
CANTOR FITZGERALD & CO.
March 25, 2011 - November 11, 2011
JEFFERIES LLC
May 5, 2010 - March 14, 2011
ICBC STANDARD SECURITIES INC.
January 18, 2007 - November 12, 2008
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 11/18/2022
Securities Trader ExamSeries 7TO
Date: 4/29/2019
General Securities Representative ExaminationSeries 17
Date: 1/17/2007
Limited Registered Representative ExaminationCurrent Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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