Jon Matthew Slovisky
CFP®Professional Summary
Jon Matthew Slovisky, CFP®, who also goes by Jon Slovisky, is a registered financial advisor currently at MOSAIC ADVISORS located in Houston, Texas. Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jon has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jon Slovisky
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
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Current Firm
MOSAIC | MOSAIC ADVISORS, LLC | MOSAIC ADVISORS LLC | MOSAIC ADVISORS
Contact Information
Main Address
3773 Richmond Avenue Suite 700, Houston, TX 77046Phone Number
(713) 980-4100# of Employees
27SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
275AUM (Assets Under Management)
$580,504,440Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
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MARSHALL WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
MOSAIC | MOSAIC ADVISORS, LLC | MOSAIC ADVISORS LLC | MOSAIC ADVISORS
State Registrations and Notice Filings
(6/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2012About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2012About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jon Matthew Slovisky's CRS (Customer Relationship Summary).
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