KL
Kiley C. Lukens-clagg
VALIC FINANCIAL ADVISORS
JACKSON, TN
Some features on this profile are disabled
CRD#: 5219397
KL
Professional summary
Kiley Chantae Lukens-clagg, who also goes by Kiley Chantae Lukens, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Jackson, Tennessee.
Kiley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kiley has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kiley Chantae Lukens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KILEY CLAGG PHOTOGRAPHY POSITION: Owner NATURE: Photography and photo booth rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2010 ADDRESS: 63 Smallwood Drive, Jackson TN 38305, United States DESCRIPTION: Owner. All duties. GENERAL FEDERATIONS OF WOMEN'S CLUBS - THE JACKSON WOMANS CLUB POSITION: Secretary NATURE: This is a volunteer organization that raises money for local purposes like nursing scholarships, public K-5 Poetry contests, food drives, Christmas stockings for the Salvation Army and other events. We are a chapter of the GFWC.org since 1908. We do not have a chapter office so I am using my own address for the address. We have a bank lock box that serves for most of our business activities at this time due to Covid... and then we report at a National level. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2021 ADDRESS: 63 Smallwood Drive, Jackson TN 38305, United States DESCRIPTION: I am a member and Secretary, meaning I take meeting minutes, help to plan meeting agendas and presentations and actively raise funds or volunteer for community events. THE JACKSON JUNIORETTES - GENERAL FEDERATION OF WOMENS CLUBS POSITION: Founder NATURE: This is a Service Club that has been formed for young women, grades 9th thru 12th. Creating a space to inspire young women to rise up and build off of the women who came before them, to be enriched in fellowship while being in service to others, to create new and innovative ways to serve for the future women that will come after them and to keep alive the spirit of the General Federation of Women's Clubs in service and philanthropy within their communities. Our intention is to fundraise and volunteer for local charities and organizations in Jackson, TN. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2022 ADDRESS: 63 Smallwood Drive, Jackson TN 38305, United States DESCRIPTION: I am the Founder and a adult sponsor of the club. My responsibilities are to assist these young women in the club. Members are grade 9th thru 12th. They have voted for officers and run their meetings as other service clubs in the sense of joining in monthly meetings, annual nominations for officer positions, creation of bi-laws and objectives, fundraising and volunteer projects for our local charities. I am assisting in the banking aspect so as to have a legal adult on the accounts, which are co-registered with another adult sponsor, Leora Jean Ralston, President of the GFWC Jackson Woman's Club, which I am also a member and officer of. I will not be advising on any form of investments at this time and will update this OBA if that changes. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Kiley Chantae Lukens-clagg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kiley Chantae Lukens-clagg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2015 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #2: Hardin County General Hospital 935 Wayne Rd, Savannah, TN 38372RIA
BD
CRD#: 42803
JACKSON, TN
Current
June 5, 2015 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: Hardin County General Hospital 935 Wayne Rd, Savannah, TN 38372RIA
BD
CRD#: 42803
SAVANNAH, TN
Past
February 28, 2007 - October 24, 2013
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
OVERLAND PARK, KS
Past
December 14, 2006 - October 24, 2013
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2018)
IAR
Alabama(10/16/2018)
RR
Arkansas(6/18/2024)
IAR
Arkansas(6/27/2024)
RR
Florida(1/3/2023)
IAR
Florida(1/4/2023)
RR
Kansas(7/27/2020)
RR
Kentucky(5/8/2023)
IAR
Kentucky(5/8/2023)
RR
Mississippi(10/12/2018)
IAR
Mississippi(10/16/2018)
RR
Missouri(5/8/2023)
IAR
Missouri(5/9/2023)
IAR
Tennessee(5/15/2015)
RR
Tennessee(6/5/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
