Ray J. Hernandez
Professional summary
Ray J Hernandez, who also goes by Ray J. Hernadez, Ray J. Hernandez, is a registered financial professional currently at W.G. NIELSEN & CO. located in Denver, Colorado.
Ray is registered as a RR (Registered Representative) and started their career in finance in 2006. Ray has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ray J Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2011 - Present
W.G. NIELSEN & CO.
Office #1: 3200 Cherry Creek Drive South Suite 470, Denver, CO 80209October 23, 2008 - August 12, 2011
JANCO PARTNERS, INC.
December 3, 2007 - October 7, 2008
CLEAR CREEK SECURITIES, INC.
November 17, 2006 - October 19, 2007
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
W.G. NIELSEN & CO.
CRD#: 41093 / SEC#: , 8-49316
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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