Andres Ortiz

IQ PORTFOLIOS

Windermere, FL 34786

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CRD#: 5219288

Professional summary

Andres Ortiz, who also goes by Andy Ortiz Mr., is a registered financial advisor currently at IQ PORTFOLIOS located in Windermere, Florida.

Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andres has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Ortiz Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IQ Portfolios. Investment Related. 13790 Bridgewater Crossings Blvd, Suite 1080, Windermere, FL 34786. RIA. CCO & Investment Advisor rep. Start 12/2019. 140 hrs/month. 6 hrs/trading hrs. Investment advisor rep. 2) Independent Insurance Agent. Not Investment Related. 13790 Bridgewater Crossings Blvd, Suite 1080, Windermere FL 34786. Insurance. Agent. Start 12/2019. Offers clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. IQP always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of IQP in connection with such individual's activities outside of IQP. 3) Andy Ortiz sells insurance as an independent agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Ortiz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2019 - Present

IQ PORTFOLIOS

Office #1: 13790 Bridgewater Crossing Blvd Suite 1080, Windermere, FL 34786

RIA

CRD#: 306243

Windermere, FL

Past

February 14, 2020 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Windermere, FL

Past

August 14, 2018 - December 26, 2019

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

ORLANDO, FL

Past

August 21, 2013 - December 26, 2019

J.W. COLE FINANCIAL, INC.

CRD#: 124583

ORLANDO, FL

Past

June 2, 2010 - September 18, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

CASSELBERRY, FL

Past

October 18, 2006 - May 28, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CASSELBERRY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/17/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IQ PORTFOLIOS

ANDY ORTIZ LLC | IQ PORTFOLIOS

CRD#: 306243 / SEC#:

Florida

Registered Investment Advisory firm - (12/6/2019 Approved)

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Contact information

Main Address

13790 Bridgewater Crossing Blvd Suite 1080, Windermere, FL 34786

Mailing Address

Phone number

(800) 558-7969

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 30,798,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andres Ortiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Ortiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2018

Series 63

Date: 7/26/2014

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 10/17/2006

Current Firm

IQ PORTFOLIOS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IQ PORTFOLIOS

TRUST BUT VERIFY

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