Nicholas A. Wood

SARASIN ASSET MANAGEMENT LIMITED

LONDON, EC4M8BU

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CRD#: 5219226

Professional summary

Nicholas Andrew John Wood MR, who also goes by Nicholas Wood, is a registered financial advisor currently at SARASIN ASSET MANAGEMENT LIMITED .

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nicholas has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: BENBROOK CONSULTING, LTD; ADDRESS OF OBA: 30-34 NORTH STREET, HAILSHAM, EAST SUSSEX, BN27 1DW; NATURE: SOCIAL MEDIA CONSULTING; INVESTMENT RELATED: NO; TITLE WITH OBA: DIRECTOR; DUTIES: OVERSIGHT; START DATE: 11/2015; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew John Wood MR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2006 - Present

SARASIN ASSET MANAGEMENT LIMITED

Office #1: Juxon House 100 St. Paul's Churchyard, London, EC4M8BU

RIA

CRD#: 115788

LONDON,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SARASIN ASSET MANAGEMENT LIMITED

CRD#: 115788 / SEC#: 801-62077

RIA

Registered Investment Advisory firm - (6/6/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/13/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SARASIN ASSET MANAGEMENT LIMITED

CRD#: 115788 / SEC#: 801-62077

RIA

Registered Investment Advisory firm - (6/6/2003 Approved)

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Contact information

Main Address

100 St Paul's Churchyard Juxon House, London, EC4M 8BU

Mailing Address

Phone number

+(44)(20)7038 7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SAM FORM ADV PART 2A AND 2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 579,493,275

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas A. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew John Wood MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SARASIN ASSET MANAGEMENT LIMITED

Primary Firm SEC Registration

SARASIN ASSET MANAGEMENT LIMITED

State Registrations and Notice Filings

Exams

Current Firm

SARASIN ASSET MANAGEMENT LIMITED

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SARASIN ASSET MANAGEMENT LIMITED

TRUST BUT VERIFY

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