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Catherine Boyd Hawley Mendelsohn

Catherine B. Mendelsohn

HAWLEY PERSONAL FINANCE
Monterey, CA 93940
Some features on this profile are disabled
CRD#: 5219010
Catherine Boyd Hawley Mendelsohn

Professional summary

Catherine Boyd Hawley Mendelsohn, CFP®, who also goes by Catherine Boyd Hawley, is a registered financial advisor currently at HAWLEY PERSONAL FINANCE located in Monterey, California.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Catherine has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Budgeting
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Financial Psychology/Coaching
Fixed Fee (Subscription, Retai...
Hourly
Investment Advice without Ongo...
Millennials
Are you a "fiduciary"?
Yes

Aliases

Catherine Boyd Hawley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Boyd Hawley Mendelsohn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

May 16, 2012 - Present

HAWLEY PERSONAL FINANCE

Office #1: 2511 Garden Road Bldg. B, Suite 240, Monterey, CA 93940
RIA
CRD#: 164010
Monterey, CA
Past

April 15, 2011 - February 27, 2012

PROSPETTIVA FINANCIAL

RIA
CRD#: 148760
SAN FRANCISCO, CA
Past

January 19, 2011 - December 5, 2011

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SAN FRANCISCO, CA
Past

August 17, 2010 - January 12, 2011

FSC SECURITIES CORPORATION

BD
CRD#: 7461
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/16/2012)
IAR
Texas
(5/13/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/9/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/27/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/2010
General Securities Representative Examination

Current Firm

HAWLEY PERSONAL FINANCE
HAWLEY PERSONAL FINANCE
CATHERINE BOYD HAWLEY MENDELSOHN | HAWLEY, CATHERINE BOYD | HAWLEY, CATHERINE | HAWLEY PERSONAL FINANCE INC. | HAWLEY PERSONAL FINANCE | CATHERINE HAWLEY, CFP®

CRD#: 164010 / SEC#:

California
Registered Investment Advisory firm - (5/16/2012 Approved)
Texas
Registered Investment Advisory firm - (5/13/2013 Approved)
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Contact information

Main Address
2511 Garden Road Bldg. B, Suite 240, Monterey, CA 93940
Mailing Address
Phone number
(415) 483-2335
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAWLEY PERSONAL FINANCE

HAWLEY PERSONAL FINANCE

CRD#: 164010Monterey, CA 93940

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Contact information

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