Catherine B. Hawley
Professional summary
Catherine Boyd Hawley, CFP®, who also goes by Catherine Boyd Hawley Mendelsohn, is a registered financial advisor currently at HAWLEY PERSONAL FINANCE located in Monterey, California.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Catherine has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Core Areas of Focus
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Boyd Hawley's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
May 16, 2012 - Present
HAWLEY PERSONAL FINANCE
Office #1: 288 Pearl St, Monterey, CA 93940April 15, 2011 - February 27, 2012
PROSPETTIVA FINANCIAL
January 19, 2011 - December 5, 2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 17, 2010 - January 12, 2011
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2012)
Exams
Current Firm
HAWLEY PERSONAL FINANCE
CRD#: 164010 / SEC#:
Contact information
Red Flags
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Company Information
HAWLEY PERSONAL FINANCE
CRD#: 164010Monterey, CA 93940TRUST BUT VERIFY
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