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ML

Matthew A. Lilien

PROVABLE MARKETS LLC
New York, NY 10012
Some features on this profile are disabled
CRD#: 5218331
ML

Professional summary


Matthew Adam Lilien, who also goes by Matthew Adam Lilien, Matthew Lilien, is a registered financial professional currently at PROVABLE MARKETS LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Adam Lilien | Matthew Lilien

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Adam Lilien's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 25, 2025 - Present

PROVABLE MARKETS LLC

Office #1: 110 Greene Street Suite 9g, New York, NY 10012
BD
CRD#: 312003
New York, NY
Past

October 10, 2013 - October 1, 2016

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
NEW YORK, NY
Past

September 6, 2013 - September 2, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 1, 2008 - December 31, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 26, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/23/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/13/2024
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PM
PROVABLE MARKETS LLC
PROVABLE MARKETS LLC

CRD#: 312003 / SEC#: , 8-70667

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
110 Greene Street Suite 9g, New York, NY 10012
Mailing Address
110 Greene Street Suite 9g, New York, NY 10012
Phone number
(646) 741-1248
Established
Delaware since 12/23/2020
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PROVABLE HOLDINGS US, INC.MEMBER
COHEN, MATTHEW RCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4997520
NASSAU, BRADCHIEF COMPLIANCE OFFICER4543461
SCIANGULA, ROCCO DOMINICKFINOP / PFO / POO8017286

Red Flags


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Company Information


PROVABLE MARKETS LLC

CRD#: 312003New York, NY 10012

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