Kimberly L. Nitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly L Nitz MRS, who also goes by Kimberly Lynne Lerow ^, Kimberly Lerow, Kim Nitz, Kimberly Lynne Nitz Mrs., Kimberly Lynne Nitz, Kimberly Lynne Vanrensselaer ^, Kimberly Lynne Vanrensselaer, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2008. Kimberly had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2017 - July 16, 2021
PURSHE KAPLAN STERLING INVESTMENTS
July 11, 2011 - February 21, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2011 - February 21, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2009 - July 11, 2011
LPL FINANCIAL LLC
March 10, 2009 - July 11, 2011
LPL FINANCIAL LLC
January 1, 2008 - February 10, 2009
MICG INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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