Jason R. Calderwood

VALLEY WEALTH MANAGERS

West Palm Beach, FL 33401

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CRD#: 5218103

Professional summary

Jason Robert Calderwood is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in West Palm Beach, Florida and VALLEY FINANCIAL MANAGEMENT, INC. located in West Palm Beach, Florida.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jason has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Calderwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2023 - Present

VALLEY WEALTH MANAGERS, INC.

Office #1: 1700 Palm Beach Lakes Blvd, West Palm Beach, FL 33401

RIA

CRD#: 108879

West Palm Beach, FL

Current

April 21, 2023 - Present

VALLEY FINANCIAL MANAGEMENT, INC.

Office #1: 1700 Palm Beach Lakes Blvd, West Palm Beach, FL 33401

RIA

CRD#: 105387

West Palm Beach, FL

Past

May 15, 2023 - July 26, 2023

VALLEY FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 105387

NEW YORK, NY

Past

July 10, 2019 - April 10, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Lake Worth, FL

Past

May 21, 2019 - April 10, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

Lake Worth, FL

Past

July 20, 2016 - December 6, 2018

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PALM BEACH, FL

Past

July 5, 2016 - December 6, 2018

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PALM BEACH, FL

Past

August 8, 2013 - June 23, 2016

TD PRIVATE CLIENT WEALTH LLC

RIA

CRD#: 164484

WEST PALM BEACH, FL

Past

April 23, 2013 - June 23, 2016

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

WEST PALM BEACH, FL

Past

October 23, 2009 - April 4, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JUPITER, FL

Past

October 16, 2006 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY WEALTH MANAGERS, INC.

HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461

RIA

Registered Investment Advisory firm - (10/11/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/21/2023)

IAR

Florida
(8/9/2023)

Georgia
(1/22/2026)

Indiana
(2/13/2025)

Michigan
(12/5/2024)

New Jersey
(2/13/2025)

New York
(2/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/22/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VALLEY WEALTH MANAGERS, INC.

HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461

RIA

Registered Investment Advisory firm - (10/11/1985 Approved)

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Contact information

Main Address

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652

Mailing Address

Phone number

(888) 794-7940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VWM FORM ADV PART 2A (3/28/2025)

VWM WRAP FEE PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,957
AUM (Assets Under Management)	$ 2,317,257,859

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2024	Cover Page	Report
09/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason R. Calderwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Calderwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALLEY FINANCIAL MANAGEMENT, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

VALLEY WEALTH MANAGERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2013

Series 63

Date: 12/22/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2010

Series 6

Date: 10/13/2006

FINRA

Current Firm

VALLEY WEALTH MANAGERS, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALLEY WEALTH MANAGERS, INC.

TRUST BUT VERIFY

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