Krista V. Milligan
Professional summary
Krista Viola Milligan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Krista is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Krista had worked at 5 firms, which includes PNC MANAGED ACCOUNT SOLUTIONS INC., BBVA SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, SIGNATOR INVESTORS INC., WELLS FARGO INVESTMENTS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2013 - February 2, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 15, 2013 - February 2, 2016
BBVA SECURITIES INC.
September 13, 2011 - April 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2011 - April 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2011 - August 22, 2011
SIGNATOR INVESTORS, INC.
February 5, 2007 - January 27, 2010
WELLS FARGO INVESTMENTS, LLC
November 8, 2006 - January 27, 2010
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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