Thomas L. Lloyd

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CRD#: 5217605

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas L Lloyd, CFP® was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2008. Thomas had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DISABILITY INSURANCE - I WROTE AN INDIVIDUAL DISABILITY INSURANCE POLICY THROUGH STANDARD INSURANCE COMPANY WITH DI BROKER FOR A CLIENT. Thomas Lloyd (self proprietor); co-author of book series (not investment related-topic: Landscape Architecture, Historical Interior Design and Family History); Hours devoted to business: 10 hours a month - weekends (none during trading hours)

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Past

October 20, 2018 - March 22, 2022

HEMINGTON WEALTH MANAGEMENT

RIA

CRD#: 169024

FALLS CHURCH, VA

Past

February 18, 2008 - May 10, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEMINGTON WEALTH MANAGEMENT

HEMINGTON WEALTH MANAGEMENT | HEMINGTON WEALTH MANAGEMENT, LLC

CRD#: 169024 / SEC#: 801-78557

RIA

Registered Investment Advisory firm - (9/24/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/15/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HEMINGTON WEALTH MANAGEMENT

HEMINGTON WEALTH MANAGEMENT | HEMINGTON WEALTH MANAGEMENT, LLC

CRD#: 169024 / SEC#: 801-78557

RIA

Registered Investment Advisory firm - (9/24/2013 Approved)

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Contact information

Main Address

7651 Leesburg Pike, Falls Church, VA 22043

Mailing Address

Phone number

(703) 828-2479

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (1/27/2025)

Regulatory assets under management

Total Number of Accounts	1,845
AUM (Assets Under Management)	$ 1,057,597,113

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas L. Lloyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HEMINGTON WEALTH MANAGEMENT

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

HEMINGTON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/2008

SIE

Date: 5/10/2016

Series 6

Date: 2/15/2008

Current Firm

HEMINGTON WEALTH MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEMINGTON WEALTH MANAGEMENT

TRUST BUT VERIFY

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