GJ
Glenn M. Johnson
CLARION PARTNERS SECURITIES
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 5217554
GJ
Professional summary
Glenn M Johnson is a registered financial professional currently at CLARION PARTNERS SECURITIES, LLC located in Boston, Massachusetts.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 2007. Glenn has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Glenn M Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2016 - Present
CLARION PARTNERS SECURITIES, LLC
Office #1: 101 Arch Street 17th Floor, Boston, MA 02110BD
CRD#: 166384
BOSTON, MA
Past
April 29, 2009 - June 26, 2009
WELLS FARGO SECURITIES, LLC
BD
CRD#: 7665
SAN FRANCISCO, CA
Past
April 11, 2007 - February 25, 2009
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2016)
RR
Alaska(4/11/2016)
RR
Arizona(4/11/2016)
RR
Arkansas(4/11/2016)
RR
California(4/11/2016)
RR
Colorado(4/11/2016)
RR
Connecticut(4/11/2016)
RR
Delaware(4/11/2016)
RR
District of Columbia(4/11/2016)
RR
Florida(4/11/2016)
RR
Georgia(4/11/2016)
RR
Hawaii(4/11/2016)
RR
Idaho(4/11/2016)
RR
Illinois(4/11/2016)
RR
Indiana(4/11/2016)
RR
Iowa(4/11/2016)
RR
Kansas(4/11/2016)
RR
Kentucky(4/11/2016)
RR
Louisiana(4/11/2016)
RR
Maine(4/11/2016)
RR
Maryland(4/11/2016)
RR
Massachusetts(4/11/2016)
RR
Michigan(4/11/2016)
RR
Minnesota(4/11/2016)
RR
Mississippi(4/11/2016)
RR
Missouri(4/11/2016)
RR
Montana(4/11/2016)
RR
Nebraska(4/11/2016)
RR
Nevada(4/11/2016)
RR
New Hampshire(4/11/2016)
RR
New Jersey(4/11/2016)
RR
New Mexico(4/11/2016)
RR
New York(4/11/2016)
RR
North Carolina(4/14/2016)
RR
North Dakota(4/11/2016)
RR
Ohio(4/11/2016)
RR
Oklahoma(4/11/2016)
RR
Oregon(4/11/2016)
RR
Pennsylvania(4/11/2016)
RR
Puerto Rico(4/11/2016)
RR
Rhode Island(4/11/2016)
RR
South Carolina(4/11/2016)
RR
South Dakota(4/11/2016)
RR
Tennessee(4/11/2016)
RR
Texas(4/11/2016)
RR
Utah(4/11/2016)
RR
Vermont(4/11/2016)
RR
Virgin Islands(4/11/2016)
RR
Virginia(4/11/2016)
RR
Washington(4/11/2016)
RR
West Virginia(4/11/2016)
RR
Wisconsin(4/11/2016)
RR
Wyoming(4/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CLARION PARTNERS SECURITIES, LLC
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384 / SEC#: , 8-69204
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Madison Avenue 14th Floor, New York, NY 10010
Mailing Address
One Madison Avenue 14th Floor, New York, NY 10010
Phone number
(212) 883-2500
Established
Delaware since 10/15/2012
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARION PARTNERS | MANAGING MEMBER | 108803 |
| ANDERSON, EVANS KEPHART | CHIEF EXECUTIVE OFFICER | 7360699 |
| PATTEN, DEIRDRE MARIAN | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 1357509 |
| SILK, BARBARA | ASSISTANT TREASURER | 6697872 |
| STABLER, JOSEPH PENN | SECRETARY | 6886387 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384Boston, MA 02110TRUST BUT VERIFY
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