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Tara Foan Pizzutillo

LS SECURITIES
Parsippany, NJ
·CRD# 5217477·19 years experience

Professional Summary

Tara Foan Pizzutillo, who also goes by Tara Foan Perrine, is a registered financial advisor currently at LS SECURITIES, LLC located in Parsippany, New Jersey. Tara is registered as a RR (Registered Representative) and started their career in finance in 2007. Tara has worked at 2 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tara Foan Perrine

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

LS SECURITIES, LLC·CRD# 296764
BD
4 Campus Drive, Parsippany, NJ 07054
August 9, 2019 - Present
SUMMIT EQUITIES, INC.·CRD# 11039
BD
Parsippany, NJ
March 27, 2007 - October 29, 2018

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Current Firm

LS
LS SECURITIES, LLC

LS SECURITIES, LLC | LUCKYSTRIKE SECURITIES LLC

CRD#: 296764 / SEC#: 8-70104
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

4 Campus Drive, Parsippany, NJ 07054

Mailing Address

4 Campus Drive, Parsippany, NJ 07054

Phone Number

(973) 285-3600

Established

Delaware since 07/10/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SUMMIT FINANCIAL HOLDINGS, LLCSOLE OWNER—
BREMER, MICHAEL COLLINCHIEF OPERATIONS OFFICER2286765
HAWKESWORTH, ESMAT BAHARGENERAL COUNSEL5009122
MCELYNN, ANTHONY LAWRENCECHIEF COMPLIANCE OFFICER2267348
STEMPLER, MARA DEBORAHFINOP1807699
WEINMAN, STEVENCEO, DIRECTOR1055954

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/9/2019)
RR
New York
(8/9/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2009About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2015

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Tara Foan Pizzutillo's CRS (Customer Relationship Summary).

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