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TP

Tara F. Pizzutillo

LS SECURITIES
Parsippany, NJ 07054
Some features on this profile are disabled
CRD#: 5217477
TP

Professional summary


Tara Foan Pizzutillo, who also goes by Tara Foan Perrine, is a registered financial professional currently at LS SECURITIES, LLC located in Parsippany, New Jersey.

Tara is registered as a RR (Registered Representative) and started their career in finance in 2007. Tara has worked at 2 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tara Foan Perrine

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tara Foan Pizzutillo's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2019 - Present

LS SECURITIES, LLC

Office #1: 4 Campus Drive, Parsippany, NJ 07054
BD
CRD#: 296764
Parsippany, NJ
Past

March 27, 2007 - October 29, 2018

SUMMIT EQUITIES, INC.

BD
CRD#: 11039
PARSIPPANY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(8/9/2019)
RR
New York
(8/9/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 9/30/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/12/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


LS
LS SECURITIES, LLC
LS SECURITIES, LLC | LUCKYSTRIKE SECURITIES LLC

CRD#: 296764 / SEC#: , 8-70104

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
4 Campus Drive, Parsippany, NJ 07054
Mailing Address
4 Campus Drive, Parsippany, NJ 07054
Phone number
(973) 285-3600
Established
Delaware since 07/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SUMMIT FINANCIAL HOLDINGS, LLCSOLE OWNER
BREMER, MICHAEL COLLINCHIEF OPERATIONS OFFICER2286765
HAWKESWORTH, ESMAT BAHARGENERAL COUNSEL5009122
MCELYNN, ANTHONY LAWRENCECHIEF COMPLIANCE OFFICER2267348
STEMPLER, MARA DEBORAHFINOP1807699
WEINMAN, STEVENCEO, DIRECTOR1055954

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LS SECURITIES, LLC

CRD#: 296764Parsippany, NJ 07054

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