John A. Kelly
Professional summary
John Alexander Kelly, CFP®, who also goes by John Alexander Kelly, John Kelly, is a registered financial advisor currently at TACONIC ADVISORS located in Saugerties, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Alexander Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2021 - Present
TACONIC ADVISORS
Office #1: 382 Main Street, Saugerties, NY 12477October 27, 2016 - April 19, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 26, 2016 - April 19, 2017
WELLS FARGO CLEARING SERVICES, LLC
December 17, 2015 - September 6, 2016
NEUBERGER BERMAN BD LLC
April 7, 2015 - September 6, 2016
NEUBERGER BERMAN BD LLC
June 22, 2009 - April 7, 2015
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
TACONIC ADVISORS
CRD#: 123961 / SEC#: 801-125808
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/17/2021)
Exams
Current Firm
TACONIC ADVISORS
CRD#: 123961 / SEC#: 801-125808
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 549 |
| AUM (Assets Under Management) | $ 206,907,007 |
Red Flags
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