JM
Jay A. Mccormick
HELM INVESTMENT MANAGEMENT
Denver, CO 80206
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CRD#: 5216989
JM
Professional summary
Jay Allan Mccormick is a registered financial advisor currently at HELM INVESTMENT MANAGEMENT, LLC located in Denver, Colorado.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jay has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jay Allan Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2006 - Present
HELM INVESTMENT MANAGEMENT, LLC
Office #1: 3017 E 2nd Ave, Denver, CO 80206RIA
CRD#: 141773
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HELM INVESTMENT MANAGEMENT, LLC
HELM INVESTMENT MANAGEMENT, LLC
CRD#: 141773 / SEC#: 801-67176
RIA
Registered Investment Advisory firm - (10/6/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(10/6/2006)
Exams
Current Firm
HI
HELM INVESTMENT MANAGEMENT, LLC
HELM INVESTMENT MANAGEMENT, LLC
CRD#: 141773 / SEC#: 801-67176
RIA
Registered Investment Advisory firm - (10/6/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3017 E 2nd Ave, Denver, CO 80206
Mailing Address
Phone number
(303) 861-4835
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 575 |
| AUM (Assets Under Management) | $ 322,092,770 |
Red Flags
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