Michael M. Tang

HAMLIN CAPITAL MANAGEMENT

New York, NY 10019

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CRD#: 5216962

Professional summary

Michael M Tang is a registered financial advisor currently at HAMLIN CAPITAL MANAGEMENT, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael M Tang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2022 - Present

HAMLIN CAPITAL MANAGEMENT, LLC

Office #1: 640 Fifth Avenue 11th Floor, New York, NY, 10019

RIA

CRD#: 119278

New York, NY

Past

September 18, 2014 - October 28, 2015

GRANDFUND INVESTMENT GROUP, LLC

CRD#: 143253

RENO, NV

Past

September 22, 2008 - January 15, 2013

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 25, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278 / SEC#: 801-60945

RIA

Registered Investment Advisory firm - (2/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 6/15/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 6/1/2010

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 10/23/2007

General Securities Representative Examination

Current Firm

HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278 / SEC#: 801-60945

RIA

Registered Investment Advisory firm - (2/22/2002 Approved)

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Contact information

Main Address

640 Fifth Avenue 11th Floor, New York, NY, 10019

Mailing Address

Phone number

(212) 752-8777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMLIN CAPITAL MANAGEMENT FORM ADV PART 2A - MARCH 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,911
AUM (Assets Under Management)	$ 8,333,449,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael M. Tang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael M Tang's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRANDFUND INVESTMENT GROUP, LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

HAMLIN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2008

SIE

Date: 10/28/2015

Series 87

Date: 6/15/2010

Series 86

Date: 6/1/2010

Series 7

Date: 10/23/2007

Current Firm

HAMLIN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMLIN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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