HC
Heather R. Calla
J. W. COLE ADVISORS
Ann Arbor, MI 48103
Some features on this profile are disabled
CRD#: 5216759
HC
Professional summary
Heather River Calla, who also goes by Heather Marie Calla, Heather Marie Rohrs, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Ann Arbor, Michigan and J.W. COLE FINANCIAL, INC. located in Ann Arbor, Michigan.
Heather is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Heather has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heather Marie Calla | Heather Marie Rohrs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Masterpiece Financial Partners; DBA; Investment related; 7590 Kings Pointe Road, Toledo, OH 43617; President; Financial Advisor and Partner as well as insurance; Start 1/1/25; 160 hours/month, 160 hours/month. (2) A) BR CHOCOLATES AND EDIBLES C) NON-INVESTMENT RELATED D) CHOCOLATE SALES E) OWNER F) START: 10/01/2016 G) 4 HRS/MO H) 0 TRADING HRS/MO I) OVERSIGHT J) OFFICER/DIRECTOR K) NO CLIENTS INVOLVED (3) A) TRUSTEE OF DOROTHY D RORICK TRUST C) NON-INVESTMENT RELATED D) SERVE AS TRUSTEE OF THE DOROTHY D RORICK TRUST UNTIL TRUST HEIR REACHES THE AGE OF 25 E) TRUSTEE F) START: 09/17/2010 G) 1 HRS/MO H) 0 TRADING HRS/MO I) RESPONSIBLE FOR OVERSIGHT OF THE TRUST ASSETS TO BE USED FOR THE BENEFIT OF THE HEIR, A MINOR CHILD. (4) Masterpiece Automotive Consulting LLC; Non investment-related; same address as branch; Business consulting for automotive dealerships; Principal; start date: 3/2/2020; 6 hours per month, 2 trading hours per month; duties include oversight of consulting. (5) People Like Us Fiduciary Partners; DBA; Investment Related; 7590 Kings Pointe Rd, Toledo, OH 43617; Financial Advisor; I am the principal advisor for clients, I am working as a financial advisor in this niche market; Start 6/26/2023; 50 hrs/mos during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Heather River Calla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2007 - Present
J. W. COLE ADVISORS, INC.
Office #1: 535 West William Street Suite 2 North, Ann Arbor, MI 48103Office #2: 7590 Kings Pointe Drive, Toledo, OH 43617RIA
CRD#: 112294
Ann Arbor, MI
Current
November 14, 2006 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 535 West William Street Suite 2 North, Ann Arbor, MI 48103Office #2: 7590 Kings Pointe Drive, Toledo, OH 43617BD
CRD#: 124583
Ann Arbor, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/14/2022)
RR
Florida(2/2/2009)
RR
Georgia(10/22/2018)
RR
Hawaii(4/28/2021)
RR
Illinois(7/13/2018)
RR
Kansas(9/20/2017)
RR
Kentucky(1/2/2014)
RR
Massachusetts(9/20/2017)
RR
Michigan(12/5/2006)
IAR
Michigan(5/3/2024)
RR
Nevada(8/16/2023)
RR
New Mexico(4/5/2019)
RR
New York(9/20/2017)
RR
North Carolina(10/24/2023)
RR
Ohio(11/14/2006)
IAR
Ohio(1/8/2007)
RR
Oregon(3/14/2022)
RR
Pennsylvania(1/4/2017)
RR
Tennessee(6/19/2015)
RR
Texas(5/22/2012)
IAR
Texas(10/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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