SM
Stacy H. Mchugh
ROBERT W. BAIRD & CO.
Wexford, PA 15090
Some features on this profile are disabled
CRD#: 5216604
SM
Professional summary
Stacy Hanlon Mchugh, who also goes by Stacy Kay Hanlon, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Wexford, Pennsylvania.
Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Stacy has worked at 12 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacy Kay Hanlon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stacy Hanlon Mchugh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stacy Hanlon Mchugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2026 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 12570 Perry Highway Suite 100, Wexford, PA 15090RIA
BD
CRD#: 8158
Wexford, PA
Current
April 15, 2026 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 12570 Perry Highway Suite 100, Wexford, PA 15090RIA
BD
CRD#: 8158
Wexford, PA
Past
November 20, 2025 - April 13, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
SEWICKLEY, PA
Past
November 20, 2025 - April 13, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
SEWICKLEY, PA
Past
September 16, 2021 - December 19, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Pittsburgh, PA
Past
September 16, 2021 - December 19, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
PITTSBURGH, PA
Past
September 3, 2020 - January 25, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CANONSBURG, PA
Past
November 1, 2017 - September 3, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Canonsburg, PA
Past
May 15, 2014 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
Canonsburg, PA
Past
January 31, 2014 - December 9, 2020
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
CANONSBURG, PA
Past
March 1, 2013 - May 8, 2013
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BRIDGEVILLE, PA
Past
April 2, 2012 - May 8, 2013
WALDRON PRIVATE WEALTH
RIA
CRD#: 131063
BRIDGEVILLE, PA
Past
February 6, 2012 - March 13, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
BRIDGEVILLE, PA
Past
September 21, 2011 - March 5, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
BRIDGEVILLE, PA
Past
August 5, 2009 - May 23, 2011
MCKINLEY CARTER WEALTH SERVICES, INC.
RIA
CRD#: 135184
WEXFORD, PA
Past
December 19, 2006 - June 5, 2009
NETWORTH INVESTMENT ADVISORS, INC.
RIA
CRD#: 108167
CANONSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2026)
RR
Alaska(4/17/2026)
RR
Arizona(4/17/2026)
RR
California(4/17/2026)
RR
Colorado(4/17/2026)
RR
Connecticut(4/17/2026)
RR
Delaware(4/17/2026)
RR
District of Columbia(4/17/2026)
RR
Florida(4/17/2026)
RR
Georgia(4/17/2026)
RR
Hawaii(4/17/2026)
RR
Illinois(4/17/2026)
RR
Indiana(4/17/2026)
RR
Kansas(4/17/2026)
RR
Kentucky(4/17/2026)
RR
Maine(4/17/2026)
RR
Maryland(4/17/2026)
RR
Massachusetts(4/17/2026)
RR
Michigan(4/17/2026)
RR
New Hampshire(4/17/2026)
RR
New Jersey(4/17/2026)
RR
New Mexico(4/17/2026)
RR
New York(4/17/2026)
RR
North Carolina(4/17/2026)
RR
Ohio(4/17/2026)
RR
Oregon(4/17/2026)
RR
Pennsylvania(4/15/2026)
IAR
Pennsylvania(4/15/2026)
RR
Rhode Island(4/17/2026)
RR
South Carolina(4/17/2026)
RR
Tennessee(4/17/2026)
RR
Texas(4/17/2026)
RR
Utah(4/17/2026)
RR
Virginia(4/17/2026)
RR
Washington(4/17/2026)
RR
West Virginia(4/17/2026)
RR
Wisconsin(4/17/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | ||
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
