Joseph M. Calabrasi

LIONSIGHT CAPITAL

Mint Hill, NC

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CRD#: 5215899

Professional summary

Joseph Michael Calabrasi, CFP®, who also goes by Joe Calabrasi, is a registered financial advisor currently at LIONSIGHT CAPITAL, LLC located in Mint Hill, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 3 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Calabrasi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently employed by LendingTree as Procurement Director. This business is non-investment related. LendingTree is a leads marketing and online marketplace provider that connects borrowers and lenders. The main office is located at 1415 Vantage Park Drive Charlotte, NC 28203. The primary duties of this employment include financial spending analysis, sourcing of services/software, and expense planning. This working relationship originally began in July 2017 and 40 hours per week is generally devoted. The majority of work is remote and my schedule is often flexible so specific hours vary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Calabrasi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 9, 2012 - Present

LIONSIGHT CAPITAL, LLC

RIA

CRD#: 163757

Mint Hill, NC

Past

August 26, 2009 - May 7, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

August 26, 2009 - May 7, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

August 16, 2007 - September 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

August 2, 2007 - September 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/24/2012)

IAR

North Carolina
(5/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/17/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 10/6/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/1/2007

General Securities Representative Examination

Current Firm

LIONSIGHT CAPITAL, LLC

CRD#: 163757 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/24/2012 Approved)

North Carolina

Registered Investment Advisory firm - (5/18/2012 Approved)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Mint Hill, NC

Mailing Address

Phone number

(704) 936-7516

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 7,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph M. Calabrasi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Calabrasi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIONSIGHT CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2007

Series 63

Date: 11/17/2005

Series 31

Date: 10/6/2009

Series 7

Date: 8/1/2007

Current Firm

LIONSIGHT CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIONSIGHT CAPITAL, LLC

TRUST BUT VERIFY

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