Pascal Charbonneau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pascal Charbonneau was a registered financial professional .
Pascal is a previously registered financial professional and started their career in finance in 2006. Pascal had worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2019 - February 9, 2022
GM PASCAL ADVISORY, LLC
October 1, 2008 - April 29, 2011
ALPINE PARTNERS, L.P.
October 1, 2008 - April 29, 2011
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP
September 11, 2006 - September 19, 2008
DASH FINANCIAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/20/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 12/12/2006
NYSE Trading Assistant ExaminationCurrent Firm
GM PASCAL ADVISORY, LLC
CRD#: 304413 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 733,000 |
Red Flags
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