Keith R. Jamaitis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith R Jamaitis was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2007. Keith had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - May 15, 2012
EXECUTION ACCESS, LLC
May 13, 2010 - December 21, 2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
October 14, 2008 - April 5, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
May 21, 2008 - August 14, 2008
LAVAFLOW, INC.
March 22, 2007 - July 29, 2008
LAVA TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXECUTION ACCESS, LLC
CRD#: 148423 / SEC#: , 8-68021
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
