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KJ

Keith R Jamaitis

CRD# 5214611·Registered 2007 - 2012
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith R Jamaitis was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 2007 - 2012. Keith had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

EXECUTION ACCESS, LLC·CRD# 148423
BD
New York, NY
April 18, 2011 - May 15, 2012
ELECTRONIC SECURITIES PROCESSING (ESP) LLC·CRD# 103730
BD
New York, NY
May 13, 2010 - December 21, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Jersey City, NJ
October 14, 2008 - April 5, 2010
LAVAFLOW, INC.·CRD# 120444
BD
New York, NY
May 21, 2008 - August 14, 2008
LAVA TRADING, INC.·CRD# 133804
BD
New York, NY
March 22, 2007 - July 29, 2008

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Current Firm

EA
EXECUTION ACCESS, LLC

EXECUTION ACCESS, LLC

CRD#: 148423 / SEC#: 8-68021
BD
Terminated by SEC on 02/05/2023

Contact Information

Established

Delaware since 06/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEWEB MARKETS LLCOWNER—
AMEN, CHRISTOPHERCEO4672544
COTTER, RICHARD JOSEPHCFO1611037
GALINDO, JORGE ALBERTOPOO2501261
SULLIVAN, MICHAEL FRANCISCHIEF COMPLIANCE OFFICER3254037

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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