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JT

Joann E Torno

CRD# 5214359·Registered 2007 - 2024
Previously Registered: Being a previously registered professional could mean that Joann is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joann E Torno, who also goes by Joann E French, Joann Elizabeth Torno, was a registered financial advisor. Joann was a previously registered financial professional and started their career in finance 2007 - 2024. Joann had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joann E French, Joann Elizabeth Torno

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PAYCHEX SECURITIES CORPORATION·CRD# 39733
BD
West Henrietta, NY
October 25, 2021 - September 24, 2024
KEY INVESTMENT SERVICES LLC·CRD# 136300
BD
Fairport, NY
October 4, 2018 - October 5, 2021
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Charlotte, NC
March 27, 2007 - December 11, 2008

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Current Firm

PS
PAYCHEX SECURITIES CORPORATION

PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: 8-48942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

220 Kenneth Drive, Rochester, NY 14623

Mailing Address

220 Kenneth Drive, Rochester, NY 14623

Phone Number

(585) 387-4312

Established

New York since 07/17/1995

Firm Type

Corporation

Fiscal Year End

May

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP—
BUFFINGTON, SCOTT RONALDPRESIDENT2895810
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
YEZZI, KELLY MCHIEF COMPLIANCE OFFICER6900749

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2018About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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