Andrew S. Michell
Professional summary
Andrew S Michell, who also goes by Andrew Scott Michell, is a registered financial professional currently at SUMO CAPITAL, LLC located in Chicago, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2016. Andrew has worked at 2 firms and has passed the SIE, Series 57 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew S Michell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2025 - Present
SUMO CAPITAL, LLC
Office #1: 425 S. Financial Place 15th Floor, Chicago, IL 60605October 17, 2016 - June 3, 2024
CUTLER GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Cboe Exchange, Inc.
FINRA
Current Firm
SUMO CAPITAL, LLC
CRD#: 146310 / SEC#: , 8-67809
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMO PARTNERS LLC | MEMBER OF SUMO CAPITAL, LLC | |
| D'ANNA, WILLIAM ANTHONY | PRINCIPAL OPERATIONS OFFICER | 4744170 |
| D'ANNA, WILLIAM ANTHONY | FINOP | 4744170 |
| D'ANNA, WILLIAM ANTHONY | PRINCIPAL FINANCIAL OFFICER | 4744170 |
| GUTMAN, DANIEL | PRINCIPAL AND COO | 2903640 |
| ROWAN, KATHLEEN ANNE | CCO | 3180771 |
| TRAVIS, TERRENCE PATRICK | CONSULTANT - RISK MANAGER | 1545662 |
Disclosures
| Regulatory Event | 22 |
Red Flags
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