Taylor R. Herzog

VALINOR WEALTH MANAGEMENT

PLANO, TX 75024

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CRD#: 5214086

Professional summary

Taylor Ross Herzog, who also goes by Taylor R Herzog, is a registered financial advisor currently at VALINOR WEALTH MANAGEMENT located in Plano, Texas.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Taylor has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Taylor R Herzog

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TYME Capital Holdings, Inc. - Chief Investment Officer and consultant

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Ross Herzog's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2016 - Present

VALINOR WEALTH MANAGEMENT

Office #1: 5851 Legacy Circle 6th Floor, Plano, TX 75024

RIA

CRD#: 285212

PLANO, TX

Past

October 16, 2020 - February 2, 2022

VALKYRIE EQUITIES CORPORATION

CRD#: 155936

DALLAS, TX

Past

May 18, 2018 - February 27, 2020

LAKE POINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 170398

HEATH, TX

Past

August 28, 2008 - October 20, 2009

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALINOR WEALTH MANAGEMENT

TYME ADVISORS | VALINOR WEALTH MANAGEMENT | TYTHON CAPITAL, LLC

CRD#: 285212 / SEC#: 801-129672

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 12/13/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 11/9/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 8/22/2020

Securities Industry Essentials Examination

Current Firm

VALINOR WEALTH MANAGEMENT

TYME ADVISORS | VALINOR WEALTH MANAGEMENT | TYTHON CAPITAL, LLC

CRD#: 285212 / SEC#: 801-129672

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

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Contact information

Main Address

5851 Legacy Circle 6th Floor, Plano, TX 75024

Mailing Address

5900 Balcones Drive #26458, Austin, TX 78731

Phone number

(469) 480-7904

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-VALINOR WEALTH MANAGEMENT (8/28/2026)

Regulatory assets under management

Total Number of Accounts	1,199
AUM (Assets Under Management)	$ 678,292,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor R. Herzog

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor Ross Herzog's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALINOR WEALTH MANAGEMENT

VALKYRIE EQUITIES CORPORATION

LAKE POINT WEALTH MANAGEMENT, LLC

TRUE NORTH ADVISORS, LLC

Primary Firm SEC Registration

VALINOR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Passed: 12/13/2020

Series 7TO

Passed: 11/9/2020

SIE

Passed: 8/22/2020

Current Firm

VALINOR WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALINOR WEALTH MANAGEMENT

TRUST BUT VERIFY

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