CM
Christopher J. Mendoza
15 EQUITY
Santa Barbara, CA 93101
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CRD#: 5213966
CM
Professional summary
Christopher J Mendoza, who also goes by Christopher John Mendoza, is a registered financial advisor currently at 15 EQUITY located in Santa Barbara, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher John Mendoza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. CHRISTOPHER MENDOZA IS CURRENTLY A DIRECTOR AT THE JING INSTITUTE. THE JING INSTITUTE IS A CHINESE CULTURAL CENTER THAT TEACHES CHINESE LANGUAGE AND CULTURE AND LOCATED AT 9865 BUSINESSPARK AVE, SUITE D, SAN DIEGO, CA 921121. HIS RELATIONSHIP WITH THE BUSINESS STARTED ON 11/2004. HE ANTICIPATES HIS ACTIVITIES AT THE JING INSTITUTE WILL CONSUME LESS THAN 10 HOURS PER MONTH. MR. MENDOZA DOES NOT RECEIVE COMMISSIONS FROM THIS BUSINESS. MR. CHRISTOPHER MENDOZA IS CURRENTLY A VICE PRESIDENT AND 50% OWNER OF VX LOGISTICS, LLC. VX LOGISTICS IS A LICENSED AND BONDED FREIGHT SHIPPING AND TRUCKING COMPANY RUNNING FREIGHT HAULING BUSINESS IN SAN DIEGO, CA. MR. MENDOZA PERFORMS HIS DUTIES OF ACTING AS A VICE PRESIDENT AND PROVIDING MANAEMENT OVERSIGHT SERVICES FROM 12189 CAMINITO CORRIENTE, SAN DIEGO, CA 92128. HIS RELATIONSHIP WITH THE BUSINESS STARTED ON 09/2020. MR. MENDOZA DEDICATES APPROXIMATELY 80 HOURS PER MONTH TO THIS OUTSIDE BUSINESS ACTIVITY AND IS COMPENSATED BASED ON HIS YEARLY SALARY.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J Mendoza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2021 - Present
15 EQUITY
Office #1: 10 East Yanonali Street Suite 109, Santa Barbara, CA 93101RIA
CRD#: 310628
Santa Barbara, CA
Past
May 28, 2015 - September 9, 2016
HUMMINGBIRD
RIA
CRD#: 175313
SAN DIEGO, CA
Past
March 19, 2007 - November 30, 2023
GRAHAM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 141184
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1E
15 EQUITY
15 EQUITY | 15 EQUITY, LLC
CRD#: 310628 / SEC#: 801-119711
RIA
Registered Investment Advisory firm - (10/29/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/15/2021)
IAR
North Carolina(6/5/2024)
IAR
Texas(9/15/2021)
Current Firm
1E
15 EQUITY
15 EQUITY | 15 EQUITY, LLC
CRD#: 310628 / SEC#: 801-119711
RIA
Registered Investment Advisory firm - (10/29/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 East Yanonali Street Suite 109, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 456-4426
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 123,190,418 |
Red Flags
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Company Information
15 EQUITY
CRD#: 310628Santa Barbara, CA 93101TRUST BUT VERIFY
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