DM
Darren E. Miller
STIFEL, NICOLAUS & COMPANY
Pittsburgh, PA 15222
Some features on this profile are disabled
CRD#: 5213924
DM
Professional summary
Darren Edward Miller, who also goes by Darren Edward Miller, Darren E Miller, Darren E. Miller, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Pittsburgh, Pennsylvania.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Darren has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darren Edward Miller | Darren E Miller | Darren E. Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Team Forever; 6948 Berkshire Drive Export PA 15632; Non-profit organization benefitting the UPMC Children's Hospital of Pittsburgh; President; Non-profit organization supporting the Forever Fund at the UPMC Children's Hospital of Pittsburgh; 01/03/2011; 3 hrs/week; Not during security trading hours; Not Investment-Related 2. Every Breath A Gift, LLC; 6948 Berkshire Drive Export PA 15632; Motivational Speaker; President; Motivational Speaker; 01/01/2016; 3 hrs/week; Not during security trading hours; Not Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Darren Edward Miller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darren Edward Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222RIA
BD
CRD#: 793
Pittsburgh, PA
Current
April 16, 2025 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222RIA
BD
CRD#: 793
Pittsburgh, PA
Past
September 23, 2021 - June 7, 2022
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
PALM SPRINGS, CA
Past
September 22, 2021 - June 7, 2022
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PALM SPRINGS, CA
Past
May 17, 2021 - September 20, 2021
EDWARD JONES
RIA
CRD#: 250
PALM SPRINGS, CA
Past
May 14, 2021 - September 20, 2021
EDWARD JONES
BD
CRD#: 250
PALM SPRINGS, CA
Past
July 2, 2019 - May 25, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
YUCCA VALLEY, CA
Past
July 2, 2019 - May 25, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
YUCCA VALLEY, CA
Past
April 12, 2018 - August 16, 2018
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
HARMONY, PA
Past
April 12, 2018 - August 16, 2018
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
HARMONY, PA
Past
November 25, 2014 - May 9, 2016
PNC CAPITAL MARKETS LLC
BD
CRD#: 15647
PITTSBURGH, PA
Past
June 4, 2009 - November 20, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
MURRSYVILLE, PA
Past
June 2, 2009 - November 20, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
MURRSYVILLE, PA
Past
September 8, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW KENSINGTON, PA
Past
January 29, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW KENSINGTON, PA
Past
January 11, 2007 - January 4, 2008
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/18/2025)
RR
Arizona(7/29/2025)
RR
California(7/18/2025)
RR
Colorado(7/21/2025)
RR
Connecticut(7/21/2025)
RR
District of Columbia(7/21/2025)
RR
Florida(7/21/2025)
RR
Georgia(7/21/2025)
RR
Hawaii(7/21/2025)
RR
Idaho(7/21/2025)
RR
Illinois(7/24/2025)
RR
Indiana(7/18/2025)
RR
Iowa(7/23/2025)
RR
Kansas(7/18/2025)
RR
Louisiana(7/18/2025)
RR
Maine(7/21/2025)
RR
Maryland(7/18/2025)
RR
Michigan(7/22/2025)
RR
Minnesota(7/22/2025)
RR
Mississippi(7/18/2025)
RR
Missouri(7/18/2025)
RR
Nebraska(7/18/2025)
RR
Nevada(7/22/2025)
RR
New Jersey(7/18/2025)
RR
New Mexico(7/21/2025)
RR
New York(7/22/2025)
RR
North Carolina(7/21/2025)
RR
Ohio(7/22/2025)
RR
Oklahoma(7/21/2025)
RR
Oregon(7/23/2025)
RR
Pennsylvania(6/23/2025)
IAR
Pennsylvania(6/23/2025)
RR
Rhode Island(7/21/2025)
RR
South Carolina(7/24/2025)
RR
Tennessee(7/21/2025)
RR
Texas(7/18/2025)
IAR
Texas(7/18/2025)
RR
Utah(7/18/2025)
RR
Vermont(7/21/2025)
RR
Virginia(7/22/2025)
RR
Washington(7/18/2025)
RR
West Virginia(7/24/2025)
RR
Wisconsin(7/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
