Timothy J. Mccloskey

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CRD#: 5213906

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy J Mccloskey, who also goes by Timothy James Mccloskey, Timothy Mccloskey, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy James Mccloskey | Timothy Mccloskey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 2024 - October 14, 2024

ZERO DAY CAPITAL ENTERPRISES LLC

RIA

CRD#: 331228

New City, NY

Past

May 17, 2022 - November 17, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Jersey City, NJ

Past

January 26, 2022 - November 17, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Jersey City, NJ

Past

May 13, 2019 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

JERSEY CITY, NJ

Past

May 2, 2019 - November 17, 2022

TD AMERITRADE, INC.

CRD#: 7870

JERSEY CITY, NJ

Past

May 1, 2019 - November 17, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Jersey City, NJ

Past

November 8, 2018 - February 14, 2019

EDWARD JONES

RIA

CRD#: 250

STONY POINT, NY

Past

October 19, 2018 - February 14, 2019

EDWARD JONES

CRD#: 250

STONY POINT, NY

Past

October 4, 2006 - March 7, 2018

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

TEANECK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/23/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2006

General Securities Representative Examination

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

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Contact information

Main Address

West Point, NY

Mailing Address

Phone number

(702) 271-3265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERO DAY CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (6/27/2025)

Regulatory assets under management

Total Number of Accounts	275
AUM (Assets Under Management)	$ 38,196,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Mccloskey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

ZERO DAY CAPITAL ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2018

Series 63

Date: 10/23/2006

SIE

Date: 3/7/2018

Series 7

Date: 10/3/2006

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERO DAY CAPITAL ENTERPRISES LLC

TRUST BUT VERIFY

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