Seth M. Zaben
Professional summary
Seth M Zaben, who also goes by Seth Zaben, is a registered financial professional currently at JUMP TRADING, LLC located in New York, New York and JUMP EXECUTION, LLC located in New York, New York.
Seth is registered as a RR (Registered Representative) and started their career in finance in 2018. Seth has worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seth M Zaben's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2020 - Present
JUMP TRADING, LLC
Office #1: 15 East 26th Street 3rd Floor, New York, NY 10010June 21, 2022 - Present
JUMP EXECUTION, LLC
Office #1: 15 East 26th Street 3rd Floor, New York, NY 10010August 24, 2018 - October 15, 2019
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP EXECUTION, LLC
CRD#: 313060 / SEC#: , 8-70668
Contact information
Documents
Red Flags
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