Ilya M. Zlotnik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ilya Michael Zlotnik, who also goes by Ilya Michael Zlotnik, Ilya Zlotnik, was a registered financial professional .
Ilya is a previously registered financial professional and started their career in finance in 2006. Ilya had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2015 - June 17, 2026
VIVALDI CAPITAL MANAGEMENT LP
October 3, 2014 - May 4, 2015
FORESIDE FUND SERVICES, LLC
September 24, 2013 - May 14, 2015
CURI CAPITAL, LLC
March 11, 2008 - February 21, 2013
TD AMERITRADE, INC.
March 11, 2008 - February 21, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 11, 2008 - February 21, 2013
TD AMERITRADE, INC.
December 19, 2006 - March 4, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 14, 2006 - March 4, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,413 |
| AUM (Assets Under Management) | $ 4,647,085,822 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2026 | ||
| 07/22/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
