Bradford J. Combes

VIRTUS FINANCIAL PARTNERS

Winter Park, FL

Some features on this profile are disabled

CRD#: 5212463

Professional summary

Bradford John Combes, who also goes by Brad John Combes, is a registered financial advisor currently at VIRTUS FINANCIAL PARTNERS located in Winter Park, Florida.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Bradford has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad John Combes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed Insurance, Life, Annuities, LTC, DI, Health, Medical, 8/24/17. BWD Financial Group, LLC - investment related - Windemere, FL - Formed to track activity as investment advisor representative - Owner - 12/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford John Combes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2022 - Present

VIRTUS FINANCIAL PARTNERS

RIA

CRD#: 323365

Winter Park, FL

Past

September 2, 2020 - December 8, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

MAITLAND, FL

Past

August 4, 2017 - December 8, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

MAITLAND, FL

Past

May 9, 2012 - August 12, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

MAITLAND, FL

Past

December 7, 2006 - March 22, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS FINANCIAL PARTNERS

VIRTUS FINANCIAL PARTNERS | VIRTUS FINANCIAL PARTNERS, LLC

CRD#: 323365 / SEC#: 801-126973

RIA

Registered Investment Advisory firm - (11/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/12/2022)

IAR

Texas
(12/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/6/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VIRTUS FINANCIAL PARTNERS

VIRTUS FINANCIAL PARTNERS | VIRTUS FINANCIAL PARTNERS, LLC

CRD#: 323365 / SEC#: 801-126973

RIA

Registered Investment Advisory firm - (11/30/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Winter Park, FL

Mailing Address

Phone number

(407) 267-8445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,591
AUM (Assets Under Management)	$ 112,886,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bradford J. Combes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford John Combes's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

VIRTUS FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2020

Series 63

Date: 9/5/2018

SIE

Date: 10/1/2018

Series 6

Date: 12/6/2006

Current Firm

VIRTUS FINANCIAL PARTNERS

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIRTUS FINANCIAL PARTNERS

TRUST BUT VERIFY

Similar Advisors