James B. Runey

RUNEY & ASSOCIATES WEALTH MANAGEMENT

Mount Pleasant, SC 29464

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CRD#: 5212356

Professional summary

James Bean Runey III, who also goes by James Bean Runey, Jamie Runey, is a registered financial advisor currently at RUNEY & ASSOCIATES WEALTH MANAGEMENT located in Mount Pleasant, South Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Bean Runey | Jamie Runey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMIE IS LICENSED TO SELL INSURANCE IN SOUTH CAROLINA. AS SUCH, HE MAY RECEIVE COMPENSATION BASED ON INSURANCE SALES. SUCH COMPENSATION IS DISCLOSED TO THE CLIENT IN ADVANCE. HE SPENDS APPROXIMATELY 10% OF HIS TIME ON THIS OTHER ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bean Runey III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2014 - Present

RUNEY & ASSOCIATES WEALTH MANAGEMENT

Office #1: 761 Coleman Blvd. Suite E, Mount Pleasant, SC 29464

RIA

CRD#: 171271

Mount Pleasant, SC

Past

May 8, 2013 - April 8, 2014

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

DANIEL ISLAND, SC

Past

April 22, 2013 - April 8, 2014

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

DANIEL ISLAND, SC

Past

December 12, 2008 - December 10, 2009

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

November 1, 2006 - December 12, 2008

RBS SECURITIES CORPORATION

CRD#: 118936

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(6/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/2/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/2013

General Securities Representative Examination

Current Firm

RUNEY & ASSOCIATES WEALTH MANAGEMENT

E & R WEALTH MANAGEMENT, LLC | RUNEY & ASSOCIATES WEALTH MANAGEMENT

CRD#: 171271 / SEC#:

South Carolina

Registered Investment Advisory firm - (6/3/2014 Approved)

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Contact information

Main Address

761 Coleman Blvd. Suite E, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 654-1211

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 90,785,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Runey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bean Runey III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUNEY & ASSOCIATES WEALTH MANAGEMENT

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

NATWEST MARKETS SECURITIES INC.

RBS SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/2/2013

Series 7

Date: 4/19/2013

Current Firm

RUNEY & ASSOCIATES WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RUNEY & ASSOCIATES WEALTH MANAGEMENT

TRUST BUT VERIFY

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